Dear %%first_name%% %%last_name%%,

At Beacon Capital Management, our goal is to assist you in every aspect of running your business so that you can spend your time and energy doing what truly matters – building stronger client relationships.
 
To help with the time-consuming compliance issues of your firm, you will receive monthly checklists to help you focus on the important areas of your internal procedures, your books and records and your fiduciary responsibilities.
 
At the link below is the February 2016 checklist. This month’s checklist concerns a detailed review of your firm’s record-keeping practices. From financial to communications, this checklist is a great tool to cross check your record-keeping procedures through your practice. This checklist serves strictly as a guideline for crosschecking your company’s practices, and completion of this checklist does not ensure that you are in compliance with your applicable regulatory agency.
 
As always, Beacon Capital Management is here to assist you with any questions or concerns you may have with your ongoing CCO responsibilities. Please do not hesitate to contact our offices.