Beacon Capital Management
 
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COMPLIANCE CORNER | RECORD KEEPING PRACTICES
 

Dear %%first_name%% %%last_name%%,

At Beacon Capital Management, our goal is to assist you in every aspect of running your business so that you can spend your time and energy doing what truly matters – building stronger client relationships.

To help with the time-consuming compliance issues of your firm, you will receive monthly checklists to help you focus on the important areas of your internal procedures, your books and records and your fiduciary responsibilities.

At the link below is the February 2016 checklist. This month’s checklist concerns a detailed review of your firm’s record-keeping practices. From financial to communications, this checklist is a great tool to cross check your record-keeping procedures through your practice. This checklist serves strictly as a guideline for crosschecking your company’s practices, and completion of this checklist does not ensure that you are in compliance with your applicable regulatory agency.

As always, Beacon Capital Management is here to assist you with any questions or concerns you may have with your ongoing CCO responsibilities. Please do not hesitate to contact our offices.

http://beaconinvesting.com/compliance-2016-02.php

 

Thank you,

Chris Cook
President, Beacon Capital Management

 

For Advisor Use Only. Not For Use With The General Public.

Additional information about Beacon Capital Management is also available on the SEC’s website at www.adviserinfo.sec.gov under CRD number 120641. Beacon Capital Management only transacts business in states where it is properly registered, notice filed or excluded or exempted from registration or notice filing requirements.

Beacon Capital Management, Inc. is a registered investment adviser. Information presented is for educational purposes only and does not intend to make an offer or solicitation for the sale or purchase of any specific securities, investments or investment strategies. Investments involve risk and unless otherwise stated, are not guaranteed. Past performance is not indicative of future performance.

The GIPS Compliant Presentations for our Vantage portfolios can be obtained by clicking on the below link. If you would like the Compliant Presentations to be emailed directly via PDF file or if you would like to receive a copy of Beacon’s Composite Descriptions; please respond to this email or contact Beacon at 937-439-9093.

BCM 2017 Compliant Presentations

This electronic message transmission contains information from Beacon Capital Management, Inc., which may be confidential or privileged. The information is intended for the use of the individual or entity whose electronic mail address is named above. If you are not the intended recipient, be aware that any disclosure, copying, distribution or use of the contents of this information is prohibited. If you have received this electronic transmission in error, please notify me by telephone at 937-439-9093 immediately.

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7777 Washington Village Drive, Suite 280, Dayton, OH 45459
P: 866.439.9093 | F: 937.424.4825
ContactUs@BeaconInvesting.com
https://www.beaconinvesting.com/